The role
Running the compliance programme for the regional business: obligations, surveillance, regulator relationships and the training behind them.
What the work involves
- Own regional regulatory obligations and filings
- Run trade surveillance and investigate exceptions
- Advise desks on rules affecting new products and venues
- Manage exchange and regulator interactions
What firms look for
- Compliance experience at a trading firm, exchange or regulator
- Knowledge of APAC market conduct and exchange rules
- Ability to work directly with traders without becoming one
- Clear written work that stands up to review
- Right to work in Australia
This description is written by QuantStep from what the role involves, and is not the firm's own posting. Applications go to Akuna Capital directly — QuantStep is not the employer, does not receive applications and is not a recruiter. Requirements, compensation and availability are the firm's to state, so check the posting before applying.